Page 3 - Latest Updates on SEBI
Regulating from the front
Focus on deterrence against front-running
 "Regulating from the front")
Infosys case: Sebi levies Rs 1 lakh fine on individual for violating norms
Capital markets regulator Sebi on Tuesday imposed a fine of Rs 1 lakh on an individual for violating the model code of conduct in a case related to shares of Infosys Ltd.
 "Infosys case: Sebi levies Rs 1 lakh fine on individual for violating norms")
Indian Commodity Exchange ceases to be recognised bourse: Sebi
The exchange, in its submission, said it would raise investment and restart the trading within one year. However, no action plan has been submitted
Sebi amends InvITs rule; specifies draft filing fees for IPO, rights issue
Capital markets regulator Sebi came out with a new norm to implement draft filing fees to be paid by infrastructure investment trusts (InvITs) for initial offer and rights issue.
 "Sebi amends InvITs rule; specifies draft filing fees for IPO, rights issue")
Markets regulator Sebi probes Schroders' $32 bn India partner Axis AMC
Indian equity mutual funds have lured billions of dollars in inflows over the last couple of years amid a retail-investing boom
 "Markets regulator Sebi probes Schroders' $32 bn India partner Axis AMC")
Aadhar Housing Finance, TVS Supply Chain, others get Sebi's nod for IPOs
As many as five companies, including Aadhar Housing Finance, TVS Supply Chain Solutions and Landmark Cars, have received Sebi's go ahead to raise funds through initial share sales
 "Aadhar Housing Finance, TVS Supply Chain, others get Sebi's nod for IPOs")
Top headlines: LIC IPO, govt's NHAI success, Covid mortality, and more
Business Standard brings you the top headlines on Monday
 "Top headlines: LIC IPO, govt's NHAI success, Covid mortality, and more")
Sebi scanner on more front-running ops by domestic fund managers
Functioning of dealers at MFs & brokers may undergo greater scrutiny in coming weeks
 "Sebi scanner on more front-running ops by domestic fund managers")
Go beyond the rulebook, follow the money
The track record of Sebi and the Securities Appellate Tribunal makes it appear that their effort is to help and not hurt the accused
Sebi constitutes advisory panel on ESG-related matters under HDFC's Munot
Capital markets regulator Sebi has constituted an advisory committee for advising on ESG (environment, social and governance) related matters in the securities market.
Axis MF suspends two fund managers amid allegations of irregularities
In a statement, Axis Bank said a suo moto investigation was launched two months ago to probe potential irregularities
 "Axis MF suspends two fund managers amid allegations of irregularities")
Tribunal stays Sebi order against ex-NSE chief Narain for governance lapse
The Securities Appellate Tribunal (SAT) has stayed markets regulator Sebi's order against former NSE chief Ravi Narain in relation to governance lapses at the bourse.
 "Tribunal stays Sebi order against ex-NSE chief Narain for governance lapse")
FabIndia, Aether Industries, 5 others get Sebi's nod to float IPOs
According to the Draft Red Herring Prospectus (DRHP), FabIndia's IPO, includes fresh issue of shares worth up to Rs 500 crore
 "FabIndia, Aether Industries, 5 others get Sebi's nod to float IPOs")
Sebi asks bourses, MIIs to submit info on major non-compliances in systems
Under the new guidelines, MIIs are required to conduct system and network audit as per the framework and Terms of Reference specified by the regulator
Sebi imposes Rs 2.5 million penalty on Motilal Oswal Financial Services
Through such acts, Motilal Oswal Financial Services has violated regulatory norms and accordingly Sebi levied a fine on it.
 "Sebi imposes Rs 2.5 million penalty on Motilal Oswal Financial Services")
Sebi penalises nine entities for manipulating Ruchi Soya stock prices
It was found that seven out of these nine entities were holding net long positions in the scrip of Ruchi Soya as on September 27, 2012
Sebi tweaks operational guidelines for FPIs, depository participants
The new guidelines will be applicable from May 9, the Securities and Exchange Board of India (Sebi) said in a circular on Friday
Sebi to join Account Aggregator ecosystem, says Chairperson Madhabi Buch
AA ecosystem is a UPI moment for the lending ecosystem as it will allow sharing of data seamlessly and fast and without the need for physical documents.
 "Sebi to join Account Aggregator ecosystem, says Chairperson Madhabi Buch")
Sebi slaps Rs 6 lakh fine on Pace Stock Broking in NSE co-location case
Capital markets regulator Sebi on Friday imposed a Rs 6 lakh penalty on Pace Stock Broking Services for flouting norms related to National Stock Exchange's co-location facility.
Centre, Sebi to discuss exempting LIC from public shareholding norm
The government is also not looking to dilute any further stake in LIC for at least a year
