Page 6 - Latest Updates on SEBI
Sebi bans Big Em Estates, others for running illegal money pooling scheme
Sebi has directed Big Em Estates & Infrastructures Ltd as well as its promoters and directors to refund more than Rs 73 lakh and also barred them from the securities market
 "Sebi bans Big Em Estates, others for running illegal money pooling scheme")
BSE Technologies gets Sebi nod to operate as KYC Registration Agency
BSE Technologies, a subsidiary of BSE, has received authorisation from capital markets regulator Sebi to act as a KYC Registration Agency (KRA).
SC to choose between Sebi, RBI circulars for stressed assets' resolution
The issue gains importance as Sebi wants its circular on ISIN-level voting---issued in October 2020-to be applied to cases such as Reliance Capital and SREI
 "SC to choose between Sebi, RBI circulars for stressed assets' resolution")
Sebi comes out with new guidelines for KYC Registration Agencies
Under the notified rules, such agencies will have to maintain an audit trail of the upload/modification/download with respect to KYC records of clients
 "Sebi comes out with new guidelines for KYC Registration Agencies")
Parl panel questions Sebi chief on NSE case, Ruchi Soya's follow on offer
Sebi Chairperson Madhabi Puri Buch on Tuesday appeared before a parliamentary panel and was questioned on the NSE controversy, Sahara case and share offers of Paytm and Ruchi Soya, sources said
 "Parl panel questions Sebi chief on NSE case, Ruchi Soya's follow on offer")
Parl panel questions Sebi chief on NSE case, Paytm issue price
Functioning of crypto currency exchanges also came up when Sebi chairperson Madhabi Puri Buch appeared before parliamentary panel on finance, say people in the know
 "Parl panel questions Sebi chief on NSE case, Paytm issue price")
DCX Systems files draft papers with Sebi to raise up to Rs 600 cr via IPO
The Bengaluru-based company is primarily engaged in system integration and manufacturing a comprehensive array of cables and wire harness assemblies, and are also involved in kitting
 "DCX Systems files draft papers with Sebi to raise up to Rs 600 cr via IPO")
Retail investors can use UPI for up to Rs 5 lakh payment in public issues
The new guidelines will come into force for public issues opening on or after May 1, 2022, Sebi said in a circular
 "Retail investors can use UPI for up to Rs 5 lakh payment in public issues")
IPO rush: DRHP filings zoom nearly five-fold to 145 in FY22
This was on account of companies rushing to take advantage of the favourable market sentiment towards IPOs triggered by various reasons
 "IPO rush: DRHP filings zoom nearly five-fold to 145 in FY22")
Sebi chairperson appears before parl panel over regulatory issues
According to sources, Buch is also expected to be questioned about the recent National Stock Exchange (NSE) scam
Sebi invites application to hire digital forensic services provider
The agency will be responsible for the detection, acquisition and analysis of data sourced from cloud networks and carry out such analysis as required by investigating officers using forensic tools
Top headlines: HDFC-HDFC Bank mega merger, India's export boom explained
The Centre may increase the allotment of its shares in the IPO of LIC. More on that and other stories in our top headlines this morning.
 "Top headlines: HDFC-HDFC Bank mega merger, India's export boom explained")
If your fund has beaten tier-II benchmark, just don't exit: Analysts
Stick to it, even if it lags its tier-I benchmark and category average
 "If your fund has beaten tier-II benchmark, just don't exit: Analysts")
Sebi panel to improve governance norms for market infra bodies
The committee is entrusted to make recommendations regarding the role played by the governing board and committees of MIIs
 "Sebi panel to improve governance norms for market infra bodies")
Sebi forms panel to strengthen governance of market infra institutions
Sebi constituted a committee for reviewing and making recommendations for further strengthening of governance norms at stock exchange and other market infrastructure institutions
Sebi issues fresh guidelines to curb misuse of clients' power of attorney
To curb misuse of PoA given by clients to stock brokers, Sebi came out with fresh guidelines wherein execution of a new document will be made compulsory for transfer of securities towards deliveries
Sebi chairperson likely to be questioned on NSE scam by Parl panel
SEBI chairperson Madhabi Puri Buch will depose before the parliamentary standing committee on finance on Tuesday over regulatory issues and is expected to be questioned about the recent NSE scam
Sebi extends timeline for 'Pooling of Accounts' to July 1, says Amfi
However, after mutual discussion and agreement, SEBI has given the MF industry extended timelines until July 1, 2022
Chip shortage still a challenge for commercial vehicle players: STFC MD
In an interaction with Shine Jacob, Revankar says the company is expecting a growth rate of 10 per cent in assets under management (AUM) in 2022-23
 "Chip shortage still a challenge for commercial vehicle players: STFC MD")
Whistleblower files complaint against Invesco mutual fund
The complaint has been filed with the Securities and Exchange Board of India (Sebi) as well as with the US Securities and Exchange Commission (US SEC)
 "Whistleblower files complaint against Invesco mutual fund")
